Share this:
Published on March 16, 2020 at 04:28PM
Today, jurors in New Haven, Connecticut, federal court returned a verdict in the Securities and Exchange Commission’s favor against an investment adviser and its owner.
The jury found that Westport Capital Markets, LLC, a Connecticut-based…
https://ift.tt/2WeJ6Tb
More Stories
SEC: SEC Charges U.S. Promoters of $2 Billion Global Crypto Lending Securities Offering
SEC: SEC Charges Mutual Fund Executives with Misleading Investors Regarding Investment Risks in Funds that Suffered $1 Billion Trading Loss
SEC: SEC Awards More Than $4 Million to Whistleblower