fbpx
February 23, 2025

SEC: SEC Charges Recidivist Investment Adviser With Defrauding Retirees

Published on December 19, 2019 at 05:08PM
The Securities and Exchange Commission today charged Sacramento, California-based investment adviser firm Springer Investment Management, Inc. dba Springer Financial Advisors (SFA) and owner Keith Springer with defrauding hundreds of retail clients, most…

https://ift.tt/2PI629L

%d bloggers like this: